Important Disclaimers

Last Updated: January 15, 2025

Please read this disclaimer carefully before using Coreaxis investment services.

⚠️ CRITICAL INVESTMENT RISK WARNING

INVESTING INVOLVES RISK, INCLUDING POSSIBLE LOSS OF PRINCIPAL.

Past performance does not guarantee future results. The value of investments may fluctuate, and investors may not get back the amount originally invested.

Before making investment decisions, consider your financial situation, investment objectives, and risk tolerance.

General Disclaimer

The information provided on the Coreaxis platform is for educational and informational purposes only. It should not be construed as:

  • Investment advice or recommendations
  • An offer to buy or sell securities
  • A guarantee of future performance
  • Tax, legal, or financial planning advice

You should consult with qualified professionals before making investment decisions.

Regulatory Disclosures

Brokerage Services

Coreaxis brokerage services are provided through Coreaxis Securities, LLC, member FINRA and SIPC. Check the background of Coreaxis Securities, LLC on FINRA's BrokerCheck.

Investment Advisory Services

Coreaxis advisory services are provided by Coreaxis Advisors, LLC, a registered investment adviser with the SEC. Registration does not imply a certain level of skill or training.

Our Form ADV Part 2A (Brochure) and Form CRS (Relationship Summary) are available upon request and at adviserinfo.sec.gov.

SIPC Protection

Securities in your account are protected up to $500,000 (including $250,000 for claims for cash). SIPC protection does not cover investment losses.

For more information, visit www.sipc.org.

Investment Risk Disclosures

Market Risk

The value of investments can go down as well as up due to market conditions, economic factors, and company-specific events.

Liquidity Risk

Some investments may be difficult to sell quickly at a fair price, especially during market downturns.

Concentration Risk

Investing heavily in a single asset, sector, or geographic region increases risk.

Inflation Risk

Inflation may erode the purchasing power of investment returns.

Currency Risk

Investments in foreign securities are subject to currency exchange rate fluctuations.

Performance Disclaimers

Hypothetical Performance

Any hypothetical performance results have inherent limitations. Unlike an actual performance record, hypothetical results do not represent actual trading.

Hypothetical results are calculated with the benefit of hindsight and may not account for all market factors.

Backtested Results

Backtested performance results are hypothetical and assume reinvestment of dividends and no transaction costs.

Past performance, whether actual or backtested, does not guarantee future results.

Projections and Forecasts

Any projections, forecasts, or estimates of future performance are based on assumptions that may not materialize.

Content and Information Disclaimer

While we strive to provide accurate and timely information, we do not warrant the accuracy, completeness, or reliability of any content on our platform. Content may include:

  • Delayed or real-time market data from third-party providers
  • Educational materials and investment research
  • News articles and market commentary
  • Third-party content and advertisements

We are not responsible for errors, omissions, or delays in information, or for any actions taken in reliance on such information.

Third-Party Links and Content

Our platform may contain links to third-party websites or content. We:

  • Do not endorse or guarantee third-party content
  • Are not responsible for third-party privacy practices
  • Do not control or guarantee the accuracy of third-party information
  • Are not liable for any damages from third-party content

Tax Disclaimer

Coreaxis does not provide tax advice. Any tax-related information is for educational purposes only. You should consult with a qualified tax professional regarding your specific situation.

Tax laws and regulations are complex and subject to change. Tax treatment depends on individual circumstances.

Technology and System Disclaimer

While we employ robust security measures and redundant systems, we cannot guarantee that:

  • The platform will be available at all times
  • Transactions will execute at expected prices
  • Data will be transmitted without interruption
  • The platform will be free from viruses or malicious code

We recommend maintaining alternative access to your investment information.

Legal Disclaimer

This disclaimer is in addition to, and not in lieu of, our Terms of Service and Privacy Policy. In case of conflict, the Terms of Service shall prevail.

Nothing in this disclaimer shall limit or exclude liability for:

  • Death or personal injury caused by negligence
  • Fraud or fraudulent misrepresentation
  • Any liability that cannot be excluded by law

Updates to This Disclaimer

We may update this disclaimer periodically to reflect changes in regulations, services, or market conditions. The "Last Updated" date at the top of this page indicates when this disclaimer was last revised.

Your continued use of our services constitutes acceptance of the current disclaimer.

Questions or Concerns?

If you have questions about this disclaimer or need clarification on any points, please contact:

Coreaxis Compliance Department

Email: compliance@coreaxis.xyz

Phone: 1-800-COREAXIS (Option 3 for Compliance)

Mail: 123 Investment Street, Suite 500, New York, NY 10001

For investment-related questions, please contact our customer service team.